San Antonio


Wednesday January 22, 2014

Omni San Antonio Hotel at the Colonnade
9821 Colonnade Blvd
San Antonio, TX 78230


Eventbrite - RIA Roadshow - San Antonio


Schedule of Events

Time
Event
Expert Provided By
9:30-10:00AMRegistration / Networking

10:00-10:30AMA review of 2014 RIA Efficiency and Systems Study: Where will the RIA industry be in 5 years?
10:30-10:55AMEvolution of an RIA: Moving beyond just managing a practice
Scottrade Advisor Services
10:55-11:20AMHow to Attract and Retain High Net Worth Individuals by Using a New Investment PhilosophyMilitello Capital
11:20-11:45AMAdvanced Financial Strategy for Small AccountsTrust Company of America
11:45-12:10PMFortify Your Practice with Next Generation Technology

Wealth Access
12:10-12:35PMHow Durable Income Complements Fixed Income Investing

American Realty Capital
12:35-1:45PMComplimentary Lunch / Preparing for a Regulatory Exam Before It HappensRIA in a Box / Lexington Compliance

The RIA Roadshow is a free event for RIA firm principals. The half-day seminar includes a complimentary lunch and offers guidance from some of the industry’s leading experts on the best practices for your firm. Advisors will also have the opportunity to network with other local advisors. Space is very limited and reserved on a first-come, first-serve basis. Attendance is limited to RIA firm principals and one principal per firm.

If you are an advisor considering starting your own RIA firm, we believe this will still be a worthwhile event and we will be hosting an additional lunch session to discuss the RIA registration process and other key considerations.