San Antonio

Wednesday January 22, 2014

Omni San Antonio Hotel at the Colonnade
9821 Colonnade Blvd
San Antonio, TX 78230

Eventbrite - RIA Roadshow - San Antonio

Schedule of Events

Expert Provided By
9:30-10:00AMRegistration / Networking

10:00-10:30AMWhere will the RIA industry be in 5 years? How does my firm grow with increased traditional and online competition?
10:30-10:55AMEvolution of an RIA: Moving beyond just managing a practice

Scottrade Advisor Services
10:55-11:20AMChange the Conversation

Militello Capital
11:20-11:45AMHow to Build an RIA Operating Platform With Integrated Technology

Rushmore Advisor Services
11:45-12:10PMSmall Accounts as a Growth Opportunity

Trust Company of America
12:10-12:35PMHow Durable Income Complements Fixed Income Investing

American Realty Capital
12:45-1:30PMHow to Prepare for a Regulatory Exam from the Eyes of a Former Regulator

RIA in a Box / Lexington Compliance

The RIA Roadshow is a free event for RIA firm principals. The half-day seminar includes a complimentary lunch and offers guidance from some of the industry’s leading experts on the best practices for your firm. Advisors will also have the opportunity to network with other local advisors. Space is very limited and reserved on a first-come, first-serve basis. Attendance is limited to RIA firm principals and one principal per firm.

If you are an advisor considering starting your own RIA firm, we believe this will still be a worthwhile event and we will be hosting an additional lunch session to discuss the RIA registration process and other key considerations.