Houston


Thursday January 23, 2014

JW Marriott Houston
5150 Westheimer Rd
Houston, TX 77056


Eventbrite - RIA Roadshow - Houston


Schedule of Events

Time
Event
Expert Provided By
9:30-10:00AMRegistration / Networking

10:00-10:30AMWhere will the RIA industry be in 5 years? How does my firm grow with increased traditional and online competition?
10:30-10:55AMSmall Accounts as a Growth Opportunity

Trust Company of America
10:55-11:20AMEvolution of an RIA: Moving beyond just managing a practice

Scottrade Advisor Services
11:20-12:05PMLeveraging Your Financial Practice

Matson Money
12:05-12:30PMBusiness Development Companies: An Alternative Income Solution

Franklin Square Partners
12:30-12:55PMHow Durable Income Complements Fixed Income Investing

Realty Capital Securities
1:00-1:25PMHow to Build an RIA Operating Platform With Integrated Technology

Rushmore Advisor Services
1:25-2:10PMHow to Prepare for a Regulatory Exam from the Eyes of a Former Regulator

RIA in a Box

The RIA Roadshow is a free event for RIA firm principals. The half-day seminar includes a complimentary lunch and offers guidance from some of the industry’s leading experts on the best practices for your firm. Advisors will also have the opportunity to network with other local advisors. Space is very limited and reserved on a first-come, first-serve basis. Attendance is limited to RIA firm principals and one principal per firm.

If you are an advisor considering starting your own RIA firm, we believe this will still be a worthwhile event and we will be hosting an additional lunch session to discuss the RIA registration process and other key considerations.